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Vanessa Lynn Sullivan

Fidelity Brokerage Services LLC

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About Vanessa Lynn Sullivan

Vanessa Sullivan is a registered representative with Fidelity Brokerage Services LLC. Vanessa has been in the industry since 2007. Vanessa holds the Series 6, 7TO and Series 63 licenses. Vanessa has been with Fidelity Brokerage Services LLC since 2022. Vanessa has worked for Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC in the past. Currently, Vanessa is registered in 53 states and the District of Columbia.

Firm Information

Vanessa Sullivan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vanessa Sullivan’s Registration & Firm History

CO

06/23/2022 - Present

Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)

TX

01/01/2008 - 07/09/2009

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

01/01/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 07/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/16/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Vanessa Lynn Sullivan.
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