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Vanessa Keller dias

Banco DO Brasil Securities LLC

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About Vanessa Keller dias

Vanessa Keller dias is a registered representative and investment advisor representative with Banco do Brasil Securities LLC in Miami, FL. Vanessa has been in the securities industry since 2009. Vanessa is registered to provide investment advisory services in Alabama, California, Colorado, Delaware, District of Columbia, Florida, Illinois, Indiana, Maryland, Minnesota, New York, Texas, Virginia and Washington.

Firm Information

Vanessa Keller dias is currently registered with Banco DO Brasil Securities LLC. Banco do Brasil Securities LLC is a Limited Liability Company formed in July 1995 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm provides portfolio management for individuals and participates in wrap fee programs. They have 9 registered representatives and investment advisory representatives.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Vanessa Keller dias’s Registration & Firm History

FL

09/08/2022 - Present

Banco DO Brasil Securities LLC (MIAMI FL)

FL

05/11/2010 - 09/13/2021

SABADELL SECURITIES USA, INC. (MIAMI FL)

NY

07/22/2008 - 03/24/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/12/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2016

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vanessa Keller dias.
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