Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Michelle Williams Joseph is a financial professional with over 20 years of experience in the securities industry. Vanessa is currently registered with J.P. Morgan Securities LLC. Vanessa has held prior registrations with Securities America, Inc., NBC Securities, Inc., ProEquities, Inc., SouthTrust Securities, Inc. and Paine Webber Incorporated. Vanessa is licensed in all 50 states and the District of Columbia. Vanessa holds the Series 4, 7, 24, 52, 53, and 66 licenses, as well as the SIE designation. Vanessa has a strong background in financial planning, portfolio management, and municipal securities. Vanessa also has experience in providing investment advice to high-net-worth individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/17/2015 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
CA
09/26/2005 - 07/21/2008
SECURITIES AMERICA, INC. (SAN DIEGO CA)
AL
07/14/2004 - 09/20/2005
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
05/15/2001 - 07/07/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
10/27/1999 - 05/07/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NJ
08/20/1998 - 10/25/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 8/8/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/19/2003
Series 4 - Registered Options Principal Examination
BC
Issued 11/1/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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