Unclaimed
Vanessa Guieb Etheridge is a financial advisor with Stephens, a firm with a focus on providing comprehensive financial services to individuals, corporations, and institutions. Vanessa has over 13 years of experience in the financial services industry, with previous experience at Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Vanessa holds the Series 7, Series 63, and SIE licenses and is registered to provide investment advice in 26 states. Vanessa is committed to helping her clients achieve their financial goals through personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TN
07/29/2011 - Present
Stephens (MEMPHIS TN)
TN
06/01/2009 - 08/05/2011
MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)
TN
05/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MEMPHIS TN)
BC
Issued 06/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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