Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Faison is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over six years of experience in the industry. Vanessa is registered in 53 states and holds Series 7, 6, 63, 66, 9, and 10 licenses. Vanessa is qualified to provide a wide range of financial services, including portfolio management, investment advisory services, financial planning, and pension consulting. Vanessa has previously worked with a number of firms including TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Inc., and has extensive experience in serving individual, high-net-worth, corporate, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/15/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
NC
05/28/2021 - 06/20/2024
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
TX
01/10/2019 - 04/20/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
NC
08/04/2017 - 12/27/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 09/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/04/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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