Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Elena Brown is a financial advisor with over 27 years of experience in the financial industry. She is currently registered as a broker with Wells Fargo Clearing Services, LLC and has been with the firm since April 2020. Previously, Vanessa worked for SunTrust Investment Services from October 2011 to April 2020, where she was also a financial advisor. Vanessa provides financial advice to a range of clients including individuals, families, corporations, and charitable organizations. She is licensed to provide financial advice in multiple states and holds multiple securities licenses. In addition to her work as a financial advisor, Vanessa is also a registered principal with Wells Fargo Clearing Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
05/24/2021 - Present
Wells Fargo Clearing Services, LLC (ALPHARETTA GA)
VA
11/07/2011 - 04/16/2020
SUNTRUST INVESTMENT SERVICES, INC. (GLEN ALLEN VA)
GA
01/21/2010 - 09/19/2011
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
GA
04/29/2009 - 06/11/2009
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
03/24/2009 - 05/01/2009
OPPENHEIMER & CO. INC. (ATLANTA GA)
GA
03/20/2008 - 03/18/2009
STANFORD GROUP COMPANY (ATLANTA GA)
GA
01/04/2005 - 12/07/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)
TN
09/21/2000 - 01/26/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
01/07/1997 - 08/25/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
GA
07/19/1995 - 11/27/1996
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NA
11/25/1994 - 06/23/1995
NATIONSSECURITIES
MN
02/09/1993 - 06/08/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 07/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2012
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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