Unclaimed
Vanessa Simonetti is a financial professional with over two decades of experience in the industry. Vanessa has worked at some of the most prestigious financial institutions, including Goldman, Sachs & Co., Morgan Stanley & Co., Incorporated, and Deutsche Bank Securities Inc. Vanessa currently holds a Series 7, Series 24, Series 3, and Series 63 license and is registered with TD Securities (usa) LLC, where she has been employed since June 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2017 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
12/10/2015 - 03/28/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/09/2007 - 12/04/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/05/2000 - 04/03/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 3 - National Commodity Futures Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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