Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa De la Ossa is a financial professional with over 10 years of experience in the securities industry. She is currently registered with ING Financial Markets LLC and holds Series 7, 79 and SIE licenses. Vanessa has also previously worked with Comerz Markets LLC and J.P. Morgan Securities LLC. Vanessa is licensed in 16 states including California, Connecticut, Delaware, Florida, Illinois, Kentucky, Minnesota, Nebraska, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/19/2016 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
06/19/2012 - 12/02/2016
COMMERZ MARKETS LLC (NEW YORK NY)
NY
10/01/2008 - 09/03/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/04/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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