Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Daly is a financial advisor with Empower Financial Services, Inc. Vanessa has been working in the financial industry since June 7, 2018. Vanessa is registered with the states of Colorado and Kansas. Vanessa also holds the Series 66, Series 7, and SIE licenses. Prior to joining Empower Financial Services, Vanessa worked at PERSHING LLC, PERSHING ADVISOR SOLUTIONS LLC, and METLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/14/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
11/11/2021 - 02/11/2022
PERSHING LLC (JERSEY CITY NJ)
CO
05/01/2020 - 02/11/2022
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CO
05/12/2016 - 12/03/2018
PERSHING ADVISOR SOLUTIONS LLC (GREENWOOD VILLAGE CO)
CO
08/26/2015 - 04/25/2016
METLIFE SECURITIES INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 10/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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