Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Caudill is a registered representative and investment advisor representative. Vanessa is licensed to conduct business in New Mexico and Texas. Vanessa has been in the financial industry since June 7, 2015. Vanessa is currently registered with Allstate Financial Advisors, LLC. Previously, Vanessa was registered with BOK FINANCIAL SECURITIES, INC. Vanessa has passed the Series 7, Series 63, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
NM
06/05/2017 - Present
Allstate Financial Advisors, LLC (Albuquerque NM)
NM
04/07/2015 - 04/03/2017
BOK FINANCIAL SECURITIES, INC. (ALBUQUERQUE NM)
BOTH
Issued 03/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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