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Vanessa Caridad Rodriguez

Vanguard Marketing Corp.

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About Vanessa Caridad Rodriguez

Vanessa Caridad Rodriguez is a financial professional with over 15 years of experience in the industry. She has been registered with FINRA since July 2007 and holds Series 6, 7, and 63 licenses. Vanessa is currently associated with Vanguard Marketing Corp. in Scottsdale, Arizona. Her current scope of registration includes the offering of securities products and services in Arizona.

Firm Information

Vanessa Rodriguez is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vanessa Rodriguez’s Registration & Firm History

AZ

07/16/2007 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 07/23/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2011

Series 7 - General Securities Representative Examination

BC

Issued 07/13/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vanessa Caridad Rodriguez.
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