Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Warren is a financial advisor registered with Brean Capital, LLC. Vanessa has over 10 years of experience in the financial services industry. She is registered in 13 states and holds a Series 7, Series 63, Series 57TO, and SIE licenses. Vanessa is also a registered representative of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/08/2013 - Present
Brean Capital, LLC (NEW YORK NY)
NY
07/02/2012 - 04/12/2013
KNIGHT CAPITAL AMERICAS LLC (NEW YORK NY)
NY
10/26/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (NEW YORK NY)
NY
10/11/2004 - 08/03/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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