Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vanessa? Claim Your ProfileVanessa Jennings is a financial advisor with Raymond James & Associates, Inc. Vanessa has been in the financial industry since 1994 and holds the Series 7 and Series 66 securities licenses. Vanessa is a Certified Financial Planner and has been registered with the state of California as an investment advisor since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/06/2016 - Present
Raymond James & Associates, Inc. (Mill Valley CA)
CA
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
MD
05/29/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
CA
01/24/1997 - 07/20/1998
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
CA
05/03/1996 - 07/23/1996
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NA
08/19/1994 - 03/19/1996
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 03/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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