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Vanessa A Garza

Cetera Advisors LLC

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About Vanessa A Garza

Vanessa Garza is a financial professional with over a decade of experience in the industry. Vanessa currently works as a registered representative at Cetera Advisors LLC in Houston, Texas. Prior to Cetera Advisors LLC, Vanessa held positions with several other firms, including Allstate Financial Services, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., and MetLife Securities Inc. Vanessa is licensed to conduct business in Texas.

Firm Information

Vanessa Garza is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vanessa Garza’s Registration & Firm History

TX

02/15/2023 - Present

Cetera Advisors LLC (HOUSTON TX)

TX

06/29/2020 - 04/30/2021

ALLSTATE FINANCIAL SERVICES, LLC (Richmond TX)

TX

03/25/2017 - 06/02/2020

MML INVESTORS SERVICES, LLC (HOUSTON TX)

TX

01/17/2014 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (HOUSTON TX)

TX

12/11/2008 - 01/16/2014

METLIFE SECURITIES INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 11/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vanessa A Garza.
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