Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vance? Claim Your ProfileVance Richard Burks is a financial advisor at Raymond James & Associates, Inc. Vance has over 40 years of experience in the financial services industry. Vance has a broad range of experience with various client types including individuals, high net worth individuals, corporations, and retirement plans. Vance specializes in financial planning, portfolio management, and pension consulting. Vance earned his Series 7, 3, 9, 10, 63, and 65 licenses and is registered in multiple states. Vance's previous experience includes working with Wells Fargo Clearing Services, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/28/2017 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
07/01/2003 - 05/01/2017
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
NY
11/17/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/28/1995 - 11/12/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/08/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
05/04/1987 - 09/09/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/24/1982 - 05/12/1987
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 12/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Vance Burks is the right advisor for you? Invested Better is here to help.
