Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vance? Claim Your ProfileVance M. Johnson is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Vance has been in the financial services industry since 2001. Vance is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Vance has his Series 7, 63, and 66 licenses. Vance provides financial advice to individuals, businesses, and institutional clients. Vance has been with Merrill Lynch since 2006. Prior to joining Merrill Lynch, Vance worked with A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ME
10/24/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEWISTON ME)
ME
01/16/2001 - 08/29/2006
A. G. EDWARDS & SONS, INC. (AUBURN ME)
BOTH
Issued 9/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/9/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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