Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vance? Claim Your ProfileVance Charles Barrett is a financial advisor who has been working in the industry since 2003. He is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, 63, 65, 9, and 10 license. Vance has also worked at SunTrust Investment Services, Inc. and Wells Fargo Advisors, LLC in the past. Vance holds the Certified Financial Planner designation and specializes in a variety of investment strategies. His firm provides a range of services including financial planning, portfolio management, investment consulting, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/02/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
VA
01/05/2012 - 09/03/2013
SUNTRUST INVESTMENT SERVICES, INC. (ROANOKE VA)
VA
09/17/2007 - 11/07/2011
WELLS FARGO ADVISORS, LLC (ROANOKE VA)
VA
10/03/2002 - 01/05/2006
WACHOVIA SECURITIES, LLC (ROANOKE VA)
NJ
11/20/2001 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 07/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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