Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vance? Claim Your ProfileVance Richard is a financial advisor who has been in the industry since 1989. Vance currently works for First Horizon Advisors, Inc. Vance Richard has worked in the industry for over 30 years and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Vance holds a Series 7, 63, 24, 31, and SIE licenses. Vance Richard is also licensed to provide investment advisory services in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
01/25/2021 - Present
First Horizon Advisors, Inc. (Lafayette LA)
LA
07/01/2016 - 01/22/2021
INFINEX INVESTMENTS, INC. (LAFAYETTE LA)
LA
11/07/2007 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (LAFAYETTE LA)
LA
10/14/1997 - 11/08/2007
PROEQUITIES, INC. (LAFAYETTE LA)
SC
09/27/1995 - 10/20/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
VA
10/03/1994 - 09/22/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
04/18/1991 - 09/09/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/28/1989 - 04/22/1991
F.N. WOLF & CO., INC.
IA
Issued 12/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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