Unclaimed
Van Dodgen is a financial professional with over 2 years of experience in the industry. Van is currently registered with Pimco Investments LLC and holds the Series 63, Series 79TO, and SIE licenses. Van has previously held positions at REGIONS SECURITIES LLC. Van is licensed in 53 states, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/30/2024 - Present
Pimco Investments LLC (Austin TX)
TX
11/16/2023 - 08/13/2024
REGIONS SECURITIES LLC (Houston TX)
BC
Issued 12/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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