Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Van? Claim Your ProfileVan Comin has been in the financial services industry since 1986 and has served clients across various states. Van is currently a registered representative with Raymond James Financial Services Advisors, Inc. and is based in AMERICAN FORK, UT. Van has experience in providing financial advice to individuals, businesses, and institutions. Van also offers portfolio management, financial planning, and educational seminars. Van has been an active member of the financial industry for over 30 years and holds multiple securities licenses including Series 7, 9, 10, 31, 63, 65 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
UT
03/09/2017 - Present
Raymond James Financial Services Advisors, Inc. (AMERICAN FORK UT)
UT
12/04/2008 - 03/02/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PLEASANT GROVE UT)
UT
07/18/1997 - 12/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVO UT)
OH
11/04/1992 - 07/01/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
OH
02/13/1992 - 10/21/1992
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
WI
07/25/1989 - 12/02/1991
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
FL
10/03/1988 - 08/05/1989
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NA
03/31/1987 - 10/06/1988
MARKETING ONE SECURITIES, INC.
NA
11/22/1985 - 04/10/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BOTH
Issued 10/10/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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