Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Van? Claim Your ProfileVan Wilshire has been in the financial services industry since August 11, 1999 and is currently registered with William O'Neil Securities. Van holds Series 3, 7, and 63 licenses and the SIE. Van Wilshire has been registered in 8 states, including California, Colorado, Connecticut, Massachusetts, New Mexico, New York, Oregon, and Washington. Van previously worked at Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Banc of America Securities LLC, and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/14/2019 - Present
William O'Neil Securities (San Francisco CA)
CA
10/04/2013 - 06/21/2019
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
04/02/2008 - 09/18/2013
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
CA
04/06/1999 - 02/25/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
NY
08/11/1998 - 09/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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