Unclaimed
Van buren Knick is a registered representative with Capital ONE Securities, Inc. who has been in the industry for more than 10 years. Van buren holds licenses in the Series 63, Series 7, Series 79TO, and SIE exams. Van buren's previous experience includes time at SUNTRUST ROBINSON HUMPHREY, INC. and Van buren is currently registered in Connecticut, Florida, Illinois, Louisiana, and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/11/2019 - Present
Capital ONE Securities, Inc. (New York NY)
VA
04/19/2006 - 02/13/2009
SUNTRUST ROBINSON HUMPHREY, INC. (RICHMOND VA)
BC
Issued 01/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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