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Van buren Knick

Capital ONE Securities, Inc.

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About Van buren Knick

Van buren Knick is a registered representative with Capital ONE Securities, Inc. who has been in the industry for more than 10 years. Van buren holds licenses in the Series 63, Series 7, Series 79TO, and SIE exams. Van buren's previous experience includes time at SUNTRUST ROBINSON HUMPHREY, INC. and Van buren is currently registered in Connecticut, Florida, Illinois, Louisiana, and Maryland.

Firm Information

Van buren Knick is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Van buren Knick’s Registration & Firm History

NY

07/11/2019 - Present

Capital ONE Securities, Inc. (New York NY)

VA

04/19/2006 - 02/13/2009

SUNTRUST ROBINSON HUMPHREY, INC. (RICHMOND VA)

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Licenses & Designations

BC

Issued 01/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/18/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Van buren Knick.
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