Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Van? Claim Your ProfileVan B Du is a registered representative with J.P. Morgan Securities LLC and has been in the industry since June 15, 2009. Van Du has a Series 63, Series 6, and SIE license and is currently registered in California and Florida. Van Du is a specialist in stocks, bonds, mutual funds, variable annuities, and ETFs. Prior to joining J.P. Morgan Securities LLC, Van Du was a registered representative with CHASE INVESTMENT SERVICES CORP. from February 14, 2011 to October 1, 2012 and WM FINANCIAL SERVICES, INC. from June 18, 2004 to February 15, 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
10/01/2012 - Present
J.p. Morgan Securities LLC (WESTMINSTER CA)
CA
02/14/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTMINSTER CA)
CA
06/18/2004 - 02/15/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 02/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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