Unclaimed
Valerie Shapiro is a financial advisor at Houlihan Lokey Capital, Inc. Valerie has been in the financial services industry since 2008. Valerie holds the Series 7, Series 63, Series 79TO, and SIE licenses. Valerie's prior experience includes a role at Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
01/03/2008 - 01/02/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 03/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/22/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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