Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Nguyen Tu is a financial advisor registered with LPL Financial LLC. Valerie Nguyen Tu has 18 years of experience in the financial services industry and has been with LPL Financial LLC since July 2023. Valerie Nguyen Tu's office is located in LOS GATOS, CA. Valerie Nguyen Tu holds the Series 66, Series 7 and SIE licenses. Valerie Nguyen Tu has been registered with the state of California since July 2023. Valerie Nguyen Tu is a financial advisor who provides services for individuals, high net worth individuals, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/19/2023 - Present
LPL Financial LLC (LOS GATOS CA)
CA
10/16/2014 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CUPERTINO CA)
CA
01/20/2009 - 10/02/2014
CITIGROUP GLOBAL MARKETS INC. (SARATOGA CA)
CA
07/22/2008 - 12/01/2008
WACHOVIA SECURITIES, LLC (SAN LEANDRO CA)
CA
01/22/2007 - 07/09/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (MORGAN HILL CA)
CA
10/08/2004 - 12/19/2006
WELLS FARGO INVESTMENTS, LLC (MILPITAS CA)
BOTH
Issued 08/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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