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Valerie Marie Spann

American Enterprise Investment Services Inc.

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About Valerie Marie Spann

Valerie Marie Spann is a financial advisor who has been in the financial services industry since 1992. Valerie is currently registered with American Enterprise Investment Services Inc. Valerie is licensed to offer securities in Minnesota. Prior to her current role, Valerie worked at Ameriprise Financial Services, Inc., RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, PRINCIPAL FINANCIAL SECURITIES,INC., PRUCO SECURITIES CORPORATION and NORWEST INVESTMENT SERVICES, INC.

Firm Information

Valerie Spann is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Valerie Spann’s Registration & Firm History

MN

08/04/2008 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

05/31/2007 - 07/25/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

03/02/1998 - 12/13/2006

RBC DAIN RAUSCHER INC. (MINNEAPOLIS MN)

NA

10/01/1997 - 03/02/1998

DAIN RAUSCHER INCORPORATED

TX

07/17/1995 - 09/10/1997

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NJ

05/27/1994 - 01/21/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

MN

05/24/1990 - 09/13/1993

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/24/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Valerie Marie Spann.
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