Unclaimed
Valerie Marie Spann is a financial advisor who has been in the financial services industry since 1992. Valerie is currently registered with American Enterprise Investment Services Inc. Valerie is licensed to offer securities in Minnesota. Prior to her current role, Valerie worked at Ameriprise Financial Services, Inc., RBC DAIN RAUSCHER INC., DAIN RAUSCHER INCORPORATED, PRINCIPAL FINANCIAL SECURITIES,INC., PRUCO SECURITIES CORPORATION and NORWEST INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/04/2008 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
05/31/2007 - 07/25/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
03/02/1998 - 12/13/2006
RBC DAIN RAUSCHER INC. (MINNEAPOLIS MN)
NA
10/01/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/17/1995 - 09/10/1997
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NJ
05/27/1994 - 01/21/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
05/24/1990 - 09/13/1993
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 05/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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