Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Marie Mitchell is a financial advisor registered with LPL Financial LLC. Valerie has been in the industry since 1995 and has a broad range of experience. Valerie is registered in 15 states and holds the Series 6, SIE and Series 63 licenses. She also has experience with Essex National Securities, Inc., PFIC Securities Corporation and FISERV Investor Services, Inc. Valerie's primary focus is on providing financial advice and services to individuals and businesses, including investment planning, retirement planning, and insurance planning. Valerie is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (OZONE PARK NY)
NY
06/21/2006 - 09/02/2008
ESSEX NATIONAL SECURITIES, INC. (WOODHAVEN NY)
NY
10/05/2005 - 06/21/2006
PFIC SECURITIES CORPORATION (WOODHAVEN NY)
TX
11/19/1997 - 10/05/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
05/25/1994 - 09/09/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BC
Issued 04/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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