Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Harrison is a registered representative with LPL Financial LLC in SANTA BARBARA, CA. Valerie has been in the financial services industry for over 35 years. Valerie has been registered with LPL Financial LLC since March 1995 and has held previous registrations with ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, HAMILTON, WILLIAMS & CO., INC., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, PAMCO SECURITIES AND INSURANCE SERVICES, and TRANSAMERICA FINANCIAL RESOURCES, INC.. Valerie holds Series 7, Series 63, and SIE licenses and has experience in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/31/1997 - Present
LPL Financial LLC (SANTA BARBARA CA)
AZ
11/19/1989 - 03/10/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
10/05/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/20/1988 - 10/11/1988
HAMILTON, WILLIAMS & CO., INC.
NA
03/13/1987 - 09/10/1988
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
NA
11/17/1986 - 03/18/1987
PAMCO SECURITIES AND INSURANCE SERVICES
NA
07/23/1986 - 12/08/1986
TRANSAMERICA FINANCIAL RESOURCES, INC.
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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