Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Zwosta is a registered representative with Raymond James & Associates, Inc. Valerie has over 25 years of experience in the financial services industry. Valerie's previous experience includes roles with BOSC, INC., PRIMEVEST FINANCIAL SERVICES, INC., CUNA BROKERAGE SERVICES, INC., BANC ONE SECURITIES CORPORATION and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Valerie is licensed in 14 states and holds the Series 66, Series 7 and SIE exams. Valerie offers financial planning, portfolio management, and other services to individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/14/2024 - Present
Raymond James & Associates, Inc. (TULSA OK)
OK
12/01/2008 - 12/31/2015
BOSC, INC. (TULSA OK)
OK
05/05/2008 - 11/25/2008
PRIMEVEST FINANCIAL SERVICES, INC. (TULSA OK)
OK
12/19/2005 - 05/02/2008
CUNA BROKERAGE SERVICES, INC. (BROKEN ARROW OK)
MN
03/09/2001 - 12/01/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IL
07/23/1999 - 03/09/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
06/12/1998 - 01/20/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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