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Valerie Hebert

Herbert J. Sims & CO, Inc.

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About Valerie Hebert

Valerie Hebert is a financial professional with over 20 years of experience in the industry. She currently works at Herbert J. Sims & Co, Inc. and is registered in Connecticut. Valerie has held previous positions at several other firms including HUNT FINANCIAL SECURITIES, BREAN CAPITAL, LLC, AMHERST PIERPONT, PIERPONT CAPITAL ADVISORS LLC, UBS SECURITIES LLC, NEUBERGER BERMAN LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., UST SECURITIES CORP., BNP PARIBAS SECURITIES CORP., TOKYO-MITSUBISHI SECURITIES (USA), INC. and FIMAT USA, INC. Valerie has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service.

Firm Information

Valerie Hebert is currently registered with Herbert J. Sims & CO, Inc.. Herbert J. Sims & CO, Inc. is a Corporation, formed on December 12, 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Valerie Hebert’s Registration & Firm History

CT

09/16/2019 - Present

Herbert J. Sims & CO, Inc. (FAIRFIELD CT)

NY

03/06/2017 - 08/12/2019

HUNT FINANCIAL SECURITIES (New York NY)

NY

11/29/2018 - 07/01/2019

BREAN CAPITAL, LLC (NEW YORK NY)

NY

01/30/2013 - 03/01/2017

AMHERST PIERPONT (NEW YORK NY)

NY

01/30/2013 - 09/30/2013

PIERPONT CAPITAL ADVISORS LLC (NEW YORK NY)

NY

03/05/2010 - 01/29/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

05/04/2009 - 02/11/2010

NEUBERGER BERMAN LLC (NEW YORK NY)

MA

03/05/2008 - 03/11/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

CT

10/18/2007 - 03/05/2008

UST SECURITIES CORP. (STAMFORD CT)

NY

02/22/2006 - 05/02/2007

UST SECURITIES CORP. (NEW YORK NY)

NY

07/01/2003 - 02/13/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

08/12/2002 - 06/20/2003

TOKYO-MITSUBISHI SECURITIES (USA), INC. (NEW YORK NY)

IL

01/01/2001 - 07/29/2002

FIMAT USA, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 06/18/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Valerie Hebert.
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