Unclaimed
Valerie Arroyos is a financial advisor with over 14 years of experience in the industry. She has a wide range of experience with firms like Axiom Capital Management, Inc., Wells Fargo Investments, LLC, and Compass Brokerage, Inc. Valerie has a strong educational background, holding Series 6, 7, 24, 63 and 65 licenses as well as the SIE. Valerie is currently registered with Quasar Distributors, LLC. She specializes in providing financial advice to clients in Austin, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/01/2023 - Present
Quasar Distributors, LLC (Austin TX)
TX
02/14/2021 - 06/01/2023
FOX CHASE CAPITAL PARTNERS, LLC (AUSTIN TX)
TX
03/13/2017 - 02/11/2021
ASCENDANT ALTERNATIVE STRATEGIES, LLC (Austin TX)
TX
05/30/2013 - 03/29/2017
AXIOM CAPITAL MANAGEMENT, INC. (AUSTIN TX)
TX
10/01/2012 - 06/05/2013
DIVINE CAPITAL MARKETS LLC (AUSTIN TX)
TX
02/07/2012 - 09/28/2012
IMS SECURITIES, INC. (AUSTIN TX)
TX
11/20/2008 - 02/08/2010
DIRECT CAPITAL SECURITIES, INC. (AUSTIN TX)
TX
01/22/2008 - 11/17/2008
WELLS FARGO INVESTMENTS, LLC (AUSTIN TX)
TX
03/13/2007 - 01/02/2008
COMPASS BROKERAGE, INC. (AUSTIN TX)
IA
Issued 05/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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