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Valerie Ann Yoh

Fidelity Brokerage Services LLC

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About Valerie Ann Yoh

Valerie Yoh is a financial professional with over 15 years of experience in the industry. Valerie is currently registered with Fidelity Brokerage Services LLC and holds a Series 6, 7, 9, 10, 26, and 63 license. Valerie's previous experience includes roles at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Valerie has held a Series 63 registration in North Carolina since 2007 and currently has registrations in North Carolina, Massachusetts, Texas, and Utah.

Firm Information

Valerie Yoh is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Valerie Yoh’s Registration & Firm History

NC

02/19/2010 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

NC

01/01/2008 - 02/10/2009

FIDELITY BROKERAGE SERVICES LLC (CARY NC)

NC

02/23/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CARY NC)

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Licenses & Designations

BC

Issued 04/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/17/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/02/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2012

Series 7 - General Securities Representative Examination

BC

Issued 02/22/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Valerie Ann Yoh. Review regulatory record here.
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