Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Ann Stewart is a financial advisor with Empower Financial Services, Inc.. Valerie has been in the financial industry since August 4, 2013, and is currently registered with FINRA and in 46 states. Valerie holds the following licenses: Series 7, Series 6, Series 63, Series 66 and SIE. Valerie has previously worked with TRANSAMERICA INVESTORS SECURITIES CORPORATION, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and OPPENHEIMERFUNDS DISTRIBUTOR, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/11/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
01/23/2018 - 09/08/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
01/06/2014 - 10/10/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
10/19/2010 - 01/02/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 03/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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