linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Valerie Ann O'Connor

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Valerie? Claim Your Profile

About Valerie Ann O'Connor

Valerie Ann O'Connor is a registered representative with Neuberger Berman BD LLC and has been in the financial services industry since 2009. Valerie holds Series 7, Series 63 and Series 65 licenses and is registered in 53 states for broker-dealer activities and in 2 states for investment advisor activities. Prior to joining Neuberger Berman, Valerie worked at Deutsche Bank Securities Inc. and Piper Jaffray & Co.

Firm Information

Valerie O'Connor is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Valerie O'Connor’s Registration & Firm History

IL

08/27/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

11/30/2016 - 04/02/2021

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

IL

06/15/2010 - 06/05/2012

PIPER JAFFRAY & CO. (CHICAGO IL)

IL

11/29/2007 - 06/28/2010

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

IL

08/04/2005 - 08/24/2007

WAMU CAPITAL CORP. (CHICAGO IL)

NY

10/21/2004 - 05/19/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

Not sure if Valerie Ann O'Connor is right for you?

Licenses & Designations

IA

Issued 08/26/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Valerie Ann O'Connor.
Not sure if Valerie Ann O'Connor is right for you?