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Valerie Ann Garriga

Pruco Securities, LLC

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About Valerie Ann Garriga

Valerie Ann Garriga is a financial professional with over 30 years of experience in the financial services industry. Valerie is currently registered with Pruco Securities, LLC, a brokerage firm with a strong reputation in the industry. Valerie is a Series 6, 26, and 63 licensed professional and has served clients in Mississippi, Alabama, Louisiana, Texas, Indiana, and Florida. Valerie has a proven track record of success in providing financial advice and investment management services to a wide range of clients, including individuals, families, and businesses.

Firm Information

Valerie Garriga is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Valerie Garriga’s Registration & Firm History

MS

07/11/2017 - Present

Pruco Securities, LLC (Gautier MS)

MS

03/25/2017 - 07/17/2017

MML INVESTORS SERVICES, LLC (GAUTIER MS)

MS

01/22/1992 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (GAUTIER MS)

MS

01/22/1992 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (GAUTIER MS)

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Licenses & Designations

BC

Issued 10/09/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2002

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Valerie Ann Garriga. Review regulatory record here.
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