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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valerie? Claim Your ProfileValerie Roberts is a financial advisor with LPL Financial LLC in FORT MILL, SC. Valerie has been in the industry since 2004 and has a strong background in financial planning and portfolio management. Valerie has Series 4, 7, 24, 63 and 66 licenses and is also a Registered Principal. She works with a wide range of clients, including individuals, families, and businesses. Valerie is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
06/06/2023 - Present
LPL Financial LLC (FORT MILL SC)
SC
12/18/2020 - 10/27/2022
LPL FINANCIAL LLC (FORT MILL SC)
MO
11/28/2018 - 08/14/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
SC
06/12/2013 - 11/06/2018
LPL FINANCIAL LLC (FORT MILL SC)
NC
12/17/2007 - 10/05/2011
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
09/15/2006 - 11/19/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
08/12/2005 - 09/07/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (CHARLOTTE NC)
MA
02/13/2001 - 10/05/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 08/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2003
Series 4 - Registered Options Principal Examination
BC
Issued 08/04/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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