Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valeria? Claim Your ProfileValeria Elena Ricaurte pena is a registered representative with Scotia Capital (usa) Inc. Valeria holds the Series 63, Series 57TO, Series 7TO and SIE licenses and is registered in all 50 states, the District of Columbia and Puerto Rico. Valeria began her career in the financial services industry on July 7, 2023. Valeria works at Scotia Capital (usa) Inc.'s New York, NY office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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