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Valeria A Loo-kung yi

DWS Distributors, Inc.

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About Valeria A Loo-kung yi

Valeria Loo-kung yi is a registered representative with DWS Distributors, Inc., a broker-dealer firm located in Chicago. Valeria has been working in the financial industry since July 15, 2022. Prior to joining DWS Distributors, Inc., Valeria worked at BMO Capital Markets Corp. in New York. Valeria holds the Series 7TO and SIE licenses.

Firm Information

Valeria Loo-kung yi is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Valeria Loo-kung yi’s Registration & Firm History

IL

09/27/2022 - Present

DWS Distributors, Inc. (CHICAGO IL)

NY

05/11/2022 - 07/22/2022

BMO CAPITAL MARKETS CORP. (New York NY)

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Licenses & Designations

BC

Issued 05/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Valeria A Loo-kung yi.
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