Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valencia? Claim Your ProfileValencia Leonette Spooner is a registered representative with Wells Fargo Clearing Services, LLC. Valencia has been in the securities industry since September 5, 2009. Prior to joining Wells Fargo Clearing Services, LLC, Valencia was a registered representative with VSR FINANCIAL SERVICES, INC. and GEORGE K. BAUM & COMPANY. Valencia is licensed to sell securities in 36 states. Valencia is also a licensed investment advisor representative in 3 states. Valencia has passed the Series 7, Series 66, and SIE exams. Valencia is a registered representative of Wells Fargo Clearing Services, LLC and an investment advisor representative of Wells Fargo Advisors Financial Network, LLC. Valencia's specializations include: retirement planning, college savings, long-term care planning, estate planning, and insurance. Valencia is also a Mary Kay consultant and makes apple pies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
11/07/2018 - Present
Wells Fargo Clearing Services, LLC (OVERLAND PARK KS)
KS
04/16/2008 - 09/07/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MO
07/02/2007 - 01/08/2008
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BOTH
Issued 05/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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