Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Valarie? Claim Your ProfileValarie Mattingly is a financial advisor with over 20 years of experience in the industry. Valarie is currently registered with Charles Schwab & CO., Inc. and is also registered in Arizona and California. Valarie has held several previous positions with firms such as Janus Distributors LLC, FSC Securities Corporation, and Royal Alliance Associates, Inc. Valarie has passed numerous industry exams including the Series 6, 7, 24, 26, and SIE. Valarie is experienced in a wide range of investment products and services, and Valarie is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
09/22/2010 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CO
01/12/2009 - 04/13/2009
JANUS DISTRIBUTORS LLC (DENVER CO)
GA
08/30/2006 - 12/23/2008
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
08/30/2006 - 12/23/2008
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/30/2006 - 12/23/2008
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
10/31/2005 - 12/23/2008
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
08/30/2006 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
02/10/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
03/11/2004 - 12/31/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
GA
02/12/1997 - 12/31/2002
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 02/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/12/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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