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Vaishali Patel

Nylife Securities LLC

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About Vaishali Patel

Vaishali Patel is a financial professional with Nylife Securities LLC, a firm with a focus on securities and investments. Vaishali has been in the financial industry since March 2021. She holds a Series 63, Series 6TO and the SIE licenses and is currently registered with FINRA and licensed in California, North Carolina, Ohio, Vermont and Washington. She has been working in Independence, OH since April 2023.

Firm Information

Vaishali Patel is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vaishali Patel’s Registration & Firm History

OH

03/19/2021 - Present

Nylife Securities LLC (Independence OH)

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Licenses & Designations

BC

Issued 04/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vaishali Patel.
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