Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaishali? Claim Your ProfileVaishali Kothari is a financial advisor who has been in the industry since 2005. Vaishali is currently registered with Cetera Investment Advisers LLC and Cetera Investment Management LLC. Prior to these roles, Vaishali worked at First Allied Securities, Inc., Summit Brokerage Services, Inc., Investors Capital Corp., J.P. Turner & Company, L.L.C., and ING Financial Partners, Inc. Vaishali is licensed to provide financial advice in California. She has passed the Series 7, Series 24, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
01/21/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
01/21/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
01/21/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
03/06/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
CA
08/07/2008 - 03/18/2011
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
03/11/2005 - 07/14/2008
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
BOTH
Issued 10/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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