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Vaishali Gidwani

Zions Direct, Inc.

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About Vaishali Gidwani

Vaishali Gidwani is a registered representative with Zions Direct, Inc. based in Houston, TX. Vaishali has been in the industry since June 2020. Vaishali holds the Series 7 and SIE licenses.

Firm Information

Vaishali Gidwani is currently registered with Zions Direct, Inc.. Zions Direct, Inc. is a Corporation that was formed on February 7, 1986. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been involved in 4 Regulatory Events and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vaishali Gidwani’s Registration & Firm History

TX

07/29/2020 - Present

Zions Direct, Inc. (Houston TX)

UT

12/03/2019 - 12/31/2019

ZIONS DIRECT, INC. (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 12/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Vaishali Gidwani.
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