Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaibhav? Claim Your ProfileVaibhav Sharma is a registered representative with Bofa Securities, Inc. Vaibhav has been in the industry since August 2017 and is registered in Texas. Vaibhav previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Vaibhav has passed the Series 63, Series 79, SIE and Series 24 exams. Bofa Securities, Inc. is a broker-dealer that provides research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TX
05/10/2019 - Present
Bofa Securities, Inc. (HOUSTON TX)
TX
08/14/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
BC
Issued 07/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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