Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaibhav? Claim Your ProfileVaibhav Patel is a financial advisor at Wells Fargo Clearing Services, LLC. Vaibhav has been in the financial industry since 2021. Vaibhav is registered with FINRA as a Registered Representative and holds the Series 63 and Series 6TO licenses. Vaibhav also holds the Series 65 license, which makes Vaibhav a Registered Investment Advisor. In addition to being a registered representative with Wells Fargo Clearing Services, LLC, Vaibhav is also registered with the states of Maryland, Virginia, and the District of Columbia as an Investment Advisor. Vaibhav has previously worked at J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
12/14/2022 - Present
Wells Fargo Clearing Services, LLC (ELKRIDGE MD)
MD
06/30/2021 - 07/06/2022
J.P. MORGAN SECURITIES LLC (Lutherville Timonium MD)
IA
Issued 12/13/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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