Unclaimed
Vaibhav Lohiya is a financial professional with over 15 years of experience in the industry. Vaibhav has a broad range of experience including time spent at both Deutsche Bank Securities Inc. and BANC OF AMERICA SECURITIES LLC. Vaibhav holds a number of licenses and certifications, including Series 7, 24, 63, 79TO and SIE. Currently, Vaibhav is registered as a representative of Deutsche Bank Securities Inc. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/15/2009 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
09/14/2007 - 06/16/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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