Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vaibhav? Claim Your ProfileVaibhav Jain is a registered representative with Principal Securities, Inc. located in PUNE MAHARASHTRA. Vaibhav has been in the industry since 2021 and has previously worked for firms including CETERA ADVISORS LLC, CETERA ADVISOR NETWORKS LLC, and FIRST ALLIED SECURITIES, INC.. Vaibhav is a registered investment advisor and holds the Series 66, Series 4, Series 24, Series 7TO, and SIE licenses. Vaibhav's firm, Principal Securities, Inc. is a large firm with over 1,000 employees and provides a variety of services, including financial planning, pension consulting, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NA
02/10/2023 - Present
Principal Securities, Inc. (PUNE MAHARASHTRA )
NA
06/29/2022 - 12/17/2022
CETERA ADVISORS LLC (HYDERABAD, HAFEEZPET )
NA
09/17/2021 - 12/17/2022
CETERA ADVISOR NETWORKS LLC (GACHIBOWLI, HYDHYDERABAD, HAFEEZPET )
NA
09/17/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (HYDERABAD, HAFEEZPET )
BOTH
Issued 05/13/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2024
Series 4 - Registered Options Principal Examination
BC
Issued 12/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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