Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vahik? Claim Your ProfileVahik Rostamloo is a financial advisor with UBS Financial Services Inc. in Plymouth, Michigan. Vahik has been in the financial services industry since 2001. Vahik has licenses to provide investment advisory services in Michigan. Prior to joining UBS, Vahik was employed by Chase Investment Services Corp, BANC ONE SECURITIES CORPORATION, COMERICA SECURITIES, ABN AMRO FINANCIAL SERVICES, INC. and USALLIANZ SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
04/17/2012 - Present
UBS Financial Services Inc. (PLYMOUTH MI)
MI
07/06/2005 - 04/17/2012
CHASE INVESTMENT SERVICES CORP. (DEARBORN HEIGHT MI)
IL
01/21/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MI
10/20/2003 - 01/05/2004
COMERICA SECURITIES (DETROIT MI)
IL
07/24/2002 - 10/09/2003
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
MN
06/27/2001 - 07/10/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NE
01/01/2001 - 06/29/2001
FREEDOM FINANCIAL, INC. (OMAHA NE)
IA
Issued 05/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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