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Vahe Stepanian

Cetera Advisors LLC

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About Vahe Stepanian

Vahe Stepanian is a financial advisor with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Avantax Investment Services, Inc., and Cetera Investment Services LLC. Vahe has been in the financial services industry since 2013. Vahe is registered with FINRA and is a Series 66, Series 7TO, SIE, and Series 7 licensed professional. Prior to joining Cetera Advisors LLC, Vahe worked at J.P. MORGAN SECURITIES LLC, DEUTSCHE BANK SECURITIES INC., and AXA ADVISORS, LLC.

Firm Information

Vahe Stepanian is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Vahe Stepanian’s Registration & Firm History

TX

08/20/2024 - Present

Cetera Advisors LLC (DALLAS TX)

NY

12/14/2018 - 08/26/2020

J.P. MORGAN SECURITIES LLC (New York NY)

NY

10/15/2009 - 08/14/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

PA

08/18/2009 - 10/06/2009

AXA ADVISORS, LLC (BALA CYNWYD PA)

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Licenses & Designations

BOTH

Issued 09/03/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Vahe Stepanian. Review regulatory record here.
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