Unclaimed
Uyen thuy Nguyen Phan is a registered representative with Pacific Select Distributors, LLC. Uyen thuy Nguyen Phan has been in the securities industry since 2015. Uyen thuy Nguyen Phan is currently licensed in California. Uyen thuy Nguyen Phan holds the following securities licenses: Series 6, Series 63, Series 6TO and SIE. Uyen thuy Nguyen Phan was previously registered with Nationwide Investment Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/12/2023 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
OH
10/27/2015 - 02/11/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 02/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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